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Four Steps To Implementing New SEC Cybersecurity Guidelines
Forbes: In April the US Securities and Exchange Commission’s Division of Investment Management released cybersecurity guidance for registered investment firms and advisors. It was hardly a surprise. The SEC has shown increasing interest in cybersecurity in recent years, urging publicly traded companies to discuss cyber risks and disclose data breaches in public filings. And last year the SEC’s Office of Compliance Inspections and Examinations conducted a survey of registered broker-dealers investment advisers to establish a baseline of their cybersecurity standards.
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